dodd-frank Latest News

Industry leader The Soho Loft to present in Dallas during the 13—14 November conference hosted by Thomson Reuters - how the JOBS Act and Dodd-Frank Act will affect PE firms and companies globally. KKR and Credit Suisse are attending.

Completely revamped agenda brings you critical updates and expert insights from an unparalleled in-house faculty on: The evolving state and federal regulatory paradigms; Key products and technologies and much more...

Designed to provide you with global FCPA compliance strategies, ACI’s 15th FCPA Boot Camp will provide you with internal controls solutions you can take back to your company or client.

Once a start-up, then an upstart -- and now positioned to be a game changer, Knowledge Mosaic Inc. releases the third version of its online platform today, continuing its tradition of creatively and flexibly applying advanced technology.

Industry leader The Soho Loft to present in Dallas during the 13—14 November conference hosted by Thomson Reuters - how the JOBS Act and Dodd-Frank Act will affect PE firms and companies globally. KKR and Credit Suisse are attending.

The Knowledge Group has scheduled a live webcast entitled: “The Federal Reserve's Enhanced Supervision Standards LIVE Webcast.” This two-hour event is scheduled on October 11, 2012 from 12:00 PM to 2:00 PM ET.

Completely revamped agenda brings you critical updates and expert insights from an unparalleled in-house faculty on: The evolving state and federal regulatory paradigms; Key products and technologies and much more...

Interview with Clifton Loo, Head, Economic Capital at SunTrust Bank

CFPB, Treasury, DOJ, Fed, OFAC, FDIC, OCC, FTC & State Banking Depts To Lead Emerging Payment Systems Summit in September in Washington, DC

Designed to provide you with global FCPA compliance strategies, ACI’s 15th FCPA Boot Camp will provide you with internal controls solutions you can take back to your company or client.

Even the Fed is admitting that Dodd-Frank perpetuates rather than regulates the "Too Big To Fail" banking corporations that continue to rape and plunder America and the global economy.

In 2011 delegates of FIMA conference included the Global Head of Reference Data of Barclays Capital, Citi's Head of Data Quality, the Head of Product Management of HSBC Securities Services, Deutsche Bank's Head of Customer Data.

Analysis compares consumer sentiment indicators about electronic manufacturer conflict minerals status to sales performance; provides valuable insight to companies planning conflict minerals management programs, public messaging initiatives

CFTC Applies New Limit That Effects Trading Limits on Oil, Wheat, Gold and Other Commodities

Providing their customers with a cutting-edge risk assessment tool for bad-debt prevention.

Western bankers more optimistic about U.S. economy in coming months

Revision 1.33 Reflects Feedback, Similar Scope/Effort for California Law

Self-Implemented Conflict Minerals Audit Preparation© tool (SICMAP℠), similar to self-audit checklist, uses internal staff to develop/review conflict minerals programs ahead of third party auditing under Dodd-Frank Act, supplier/customer inquiries

Unique among FCPA and Anti-Corruption Compliance programs, ACI’s Emerging Markets series offers a country-by-country approach to anti-corruption compliance

Once a start-up, then an upstart -- and now positioned to be a game changer, Knowledge Mosaic Inc. releases the third version of its online platform today, continuing its tradition of creatively and flexibly applying advanced technology.

Knowledge Mosaic's newly upgraded Dodd-Frank Rulemaking Tracker offers searching, customizable alerts, and vital resources all from a single page. This tool is fully functional for all Knowledge Mosaic subscribers, a free version is also available.

The Dodd-Frank Wall Street Reform and Consumer Protection Act exists to restore public confidence in the economy and to avoid another financial crisis, but open discussion and consistent benchmarking must take place to rein in Wall Street.

Elm Offers Guidance on Planning Activities to Gain Advantage, Reduce Cost and Risk

ACI is pleased to announce that William J. Stuckwisch, Assistant Chief, Fraud Section – Criminal Division, U.S. Department of Justice will be speaking at ACI’s upcoming 12th FCPA Boot Camp in Chicago on the FCPA Year in Review panel.

SettlementOne urges clients to ensure they meet all requirements of the Federal Rule on Loan Officer Compensation. Although it requiresclarification, it may require changes to internal policies companies have regarding who pays for credit reports.

After the tremendous success of anti-corruptions conferences in China in the past three years, ACI and C5 group announce 4th China Summit on Anti-Corruption on June 8 & 9, 2011 in Shanghai.

Recent US Commodity Futures Trading Commission regulations are tightening up once stream line US processes, and Knight Investments LLC Officials commented on how this would affect compliance.

Newly Enhanced Version of Dodd-Frank Tracker Organizes Data, Offers Timely Alerting Amid Flood of Federal Rulemaking

Audit programs under SEC rules, others for tin, tantalum, tungsten and gold reviewed; practical implementation points summarized based on world-leading Conflict Minerals traceability auditing experience

The Dodd-Frank Wall Street Reform and Consumer Protection Act (Act), passed in July of this year, created financial incentives for employees to report to the government their company’s wrongdoings.

Quest CE is proud to introduce their comprehensive Dodd-Frank Training Course, “Dodd-Frank Wall Street Reform and Consumer Protection Act”.

The number of futures firms and hedge funds using Position Limits Databank rises as the industry braces for new caps mandated under the Dodd-Frank Reform Act.

Mortgage Compliance Advisors announces webinar “Managing the Year of Change” to review major changes in the mortgage industry.

American Conference Institute's Energy Trading Compliance conference brings together John Kroeger, FERC, Patricia Galvan, FTC, and Geoffrey Aronow, CFTC to lead Enforcement Panel

National Association of Women REO Brokerages emphasizes importance of Dodd-Frank Bill Section 342, establishing Offices of Minority and Women Inclusion.

The Elm Consulting Group International, LLC and Affiliates Highlight Experience in Material/Waste Traceability and Sustainability Supply Chain Risk Management